SEC Form 4 · accession 0001209191-16-128552
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Barker
Director
Period of report
Jun 15, 2016
Accepted (ET)
Jun 17, 2016 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $99.98 | Jun 15, 2016 | A | 11,000 | A | — | Jun 15, 2026 | Common Stock | 11,000 | 11,000 | D |
| Restricted Stock UnitF5,F3,F4 | — | Jun 15, 2016 | A | 1,125 | A | — | — | Common Stock | 1,125 | 1,125 | D |
Explanation of responses
- F1Option is immediately exercisable and will vest on the earlier of June 15, 2017 or the day preceding the date of the next annual stockholder meeting.
- F2The option was issued pursuant to the Company's 2008 Stock Incentive Plan (as amended and restated as of April 15, 2015).
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F4The restricted stock units will vest in three equal annual installments commencing on June 15, 2017. Vested shares will be delivered to the reporting person promptly after June 15, 2019 at the reporting person's election to defer receipt of such shares.
- F5The restricted stock units were issued pursuant to the Company's 2008 Stock Incentive Plan (as amended and restated as of April 15, 2015).