SEC Form 4 · accession 0001209191-16-127415
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilla Kaplan
Director
Period of report
Jun 12, 2016
Accepted (ET)
Jun 13, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2016 | M | 2,068 | $0.00 | A | 74,586 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F1,F2 | — | Jun 12, 2016 | M | 2,068 | D | — | — | Common Stock | 2,068 | 0 | D |
Explanation of responses
- F1The remaining one-third of the restricted stock units granted to the reporting person on June 12, 2013 vested and settled for shares of the Company's common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3The restricted stock units were issued pursuant to the Company's 2008 Stock Incentive Plan (as amended and restated on April 15, 2015).