SEC Form 4 · accession 0001209191-16-094811
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Alles
Officer — See Remarks
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2016 | M | 2,634 | $27.425 | A | 120,381 | D | |
| Common Stock | Jan 29, 2016 | M | 4,528 | $29.02 | A | 124,909 | D | |
| Common Stock | Jan 29, 2016 | M | 2,438 | $24.805 | A | 127,347 | D | |
| Common Stock | Jan 29, 2016 | M | 1,266 | $31.21 | A | 128,613 | D | |
| Common Stock | Jan 29, 2016 | M | 2,500 | $25.18 | A | 131,113 | D | |
| Common Stock | Jan 29, 2016 | M | 1,926 | $19.235 | A | 133,039 | D | |
| Common Stock | Jan 29, 2016 | M | 2,292 | $28.495 | A | 135,331 | D | |
| Common Stock | Jan 29, 2016 | M | 1,128 | $30.74 | A | 136,459 | D | |
| Common Stock | Jan 29, 2016 | M | 1,720 | $25.765 | A | 138,179 | D | |
| Common Stock | Jan 29, 2016 | M | 1,506 | $36.96 | A | 139,685 | D | |
| Common Stock | holding | — | — | — | 5,639 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $27.425 | Jan 29, 2016 | M | 2,634 | D | — | Jan 9, 2017 | Common Stock | 2,634 | 0 | D |
| Stock Option (right to buy)F2,F1 | $29.02 | Jan 29, 2016 | M | 4,528 | D | — | Apr 10, 2017 | Common Stock | 4,528 | 0 | D |
| Stock Option (right to buy)F2,F1 | $24.805 | Jan 29, 2016 | M | 2,438 | D | — | Jan 8, 2018 | Common Stock | 2,438 | 0 | D |
| Stock Option (right to buy)F2,F1 | $31.21 | Jan 29, 2016 | M | 1,266 | D | — | Apr 8, 2018 | Common Stock | 1,266 | 0 | D |
| Stock Option (right to buy)F2,F1 | $25.18 | Jan 29, 2016 | M | 2,500 | D | — | Jan 13, 2019 | Common Stock | 2,500 | 0 | D |
| Stock Option (right to buy)F2,F1 | $19.235 | Jan 29, 2016 | M | 1,926 | D | — | Apr 1, 2019 | Common Stock | 1,926 | 0 | D |
| Stock Option (right to buy)F2,F1 | $28.495 | Jan 29, 2016 | M | 2,292 | D | — | Jan 12, 2020 | Common Stock | 2,292 | 0 | D |
| Stock Option (right to buy)F2,F1 | $30.74 | Jan 29, 2016 | M | 1,128 | D | — | Apr 13, 2020 | Common Stock | 1,128 | 0 | D |
| Stock Option (right to buy)F2,F1 | $25.765 | Jan 29, 2016 | M | 1,720 | D | — | Jan 31, 2021 | Common Stock | 1,720 | 0 | D |
| Stock Option (right to buy)F2,F1 | $36.96 | Jan 29, 2016 | M | 1,506 | D | — | Mar 1, 2022 | Common Stock | 1,506 | 2,704 | D |
| Stock Option (right to buy)F2,F3 | $100.80 | Feb 1, 2016 | A | 8,625 | A | — | Feb 1, 2026 | Common Stock | 8,625 | 8,625 | D |
Explanation of responses
- F1The option was fully exercisable.
- F2The option was issued pursuant to the Company's 2008 Stock Incentive Plan (as Amended and Restated as of April 15, 2015).
- F3Option is immediately exercisable and will vest in four equal annual installments commencing on February 1, 2017.
Remarks
President and Chief Operating Officer