SEC Form 4 · accession 0001209191-15-053809
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest Mario
Director
Period of report
Jun 12, 2015
Accepted (ET)
Jun 16, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2015 | M | 2,066 | $0.00 | A | 139,090 | D | |
| Common StockF2 | Jun 13, 2015 | M | 2,068 | $0.00 | A | 141,158 | D | |
| Common StockF3 | holding | — | — | — | 2,574 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF6,F1,F4,F5 | — | Jun 12, 2015 | M | 2,066 | D | — | — | Common Stock | 2,066 | 2,068 | D |
| Restricted Stock UnitF6,F2,F4 | — | Jun 13, 2015 | M | 2,068 | D | — | — | Common Stock | 2,068 | 0 | D |
Explanation of responses
- F1One-third of the restricted stock units granted to the reporting person on June 12, 2013 vested and settled for shares of the Company's common stock.
- F2One-third of the restricted stock units granted to the reporting person on June 13, 2012 vested and settled for shares of the Company's common stock.
- F3The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F4Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F5The remainder of the restricted stock units will vest as follows: 2,068 shares on June 12, 2016. Vested shares will be delivered to the reporting person promptly after the vesting date.
- F6The restricted stock units were issued pursuant to the Company's 2008 Stock Incentive Plan (as amended and restated as of April 17, 2013).