SEC Form 4 · accession 0001209191-15-053795
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Barker
Director
Period of report
Jun 12, 2015
Accepted (ET)
Jun 16, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2015 | M | 2,066 | $0.00 | A | 8,028 | D | |
| Common Stock | Jun 12, 2015 | F | 619 | $111.32 | D | 7,409 | D | |
| Common StockF2 | Jun 13, 2015 | M | 2,068 | $0.00 | A | 9,477 | D | |
| Common Stock | Jun 13, 2015 | F | 620 | $111.32 | D | 8,857 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF5,F1,F3,F4 | — | Jun 12, 2015 | M | 2,066 | D | — | — | Common Stock | 2,066 | 2,068 | D |
| Restricted Stock UnitF5,F2,F3 | — | Jun 13, 2015 | M | 2,068 | D | — | — | Common Stock | 2,068 | 0 | D |
Explanation of responses
- F1One-third of the restricted stock units granted to the reporting person on June 12, 2013 vested and settled for shares of the Company's common stock.
- F2One-third of the restricted stock units granted to the reporting person on June 13, 2012 vested and settled for shares of the Company's common stock.
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F4The remainder of the restricted stock units will vest as follows: 2,068 shares on June 12, 2016. Vested shares will be delivered to the reporting person promptly after the vesting date.
- F5The restricted stock units were issued pursuant to the Company's 2008 Stock Incentive Plan (as amended and restated as of April 17, 2013).