SEC Form 4 · accession 0001209191-15-043351
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Perry A Karsen
Officer — see remarks
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 6,160 | $36.90 | A | 85,683 | D | |
| Common Stock | May 13, 2015 | M | 11,824 | $59.235 | A | 97,507 | D | |
| Common Stock | May 13, 2015 | M | 8,324 | $49.475 | A | 105,831 | D | |
| Common Stock | May 13, 2015 | M | 4,162 | $36.465 | A | 109,993 | D | |
| Common StockF1 | May 13, 2013 | S | 47,173 | $115.00 | D | 62,820 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | IRA Account | |
| Common Stock | holding | — | — | — | 1,639 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F2 | $36.96 | May 13, 2015 | M | 6,160 | D | — | Mar 1, 2022 | Common Stock | 6,160 | 0 | D |
| Stock Option (right to buy)F3,F2 | $59.235 | May 13, 2015 | M | 11,824 | D | — | Apr 29, 2023 | Common Stock | 11,824 | 5,912 | D |
| Stock Option (right to buy)F3,F2 | $49.475 | May 13, 2015 | M | 8,324 | D | — | Jan 28, 2023 | Common Stock | 8,324 | 4,162 | D |
| Stock Option (right to buy)F3,F2 | $36.465 | May 13, 2015 | M | 4,162 | D | — | Apr 30, 2022 | Common Stock | 4,162 | 0 | D |
Explanation of responses
- F1These shares were sold by the reporting person pursuant to a Rule 10b5-1 plan.
- F2The option was fully exercisable.
- F3The option was issued pursuant to the Celgene Corporation 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013).
Remarks
Chief Executive Officer of Celgene Cellular Therapuetics