SEC Form 4 · accession 0001209191-15-021255
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Alles
Officer — See Remarks
Period of report
Mar 1, 2015
Accepted (ET)
Mar 3, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2015 | M | 8,334 | $0.00 | A | 109,479 | D | |
| Common Stock | Mar 1, 2015 | F | 4,078 | $121.53 | D | 105,401 | D | |
| Common Stock | holding | — | — | — | 5,639 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F1,F2 | — | Mar 1, 2015 | M | 8,334 | D | — | — | Common Stock | 8,334 | 0 | D |
Explanation of responses
- F1All of the restricted stock units granted to the reporting person on March 1, 2012 vested and settled for shares of the Company's common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3The restricted stock units were issued pursuant to The Celgene Corporation 2008 Stock Incentive Plan (as Amended and Restated as of April 17, 2013).
Remarks
President and Chief Operating Officer