SEC Form 4 · accession 0001179110-19-002009
FASTENAL CO · FAST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheryl Ann Lisowski
Officer — CAO/Controller/Treasurer
Period of report
Feb 14, 2019
Accepted (ET)
Feb 15, 2019 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2019 | M | 10,000 | $42.00 | A | 10,300 | D | |
| Common Stock | Feb 14, 2019 | S | 10,000 | $62.4999 | D | 300 | D | |
| Common StockF2 | holding | — | — | — | 864 | I | Held in 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $42.00 | Feb 14, 2019 | M | 10,000 | D | — | May 31, 2024 | Common Stock | 10,000 | 31,666 | D |
Explanation of responses
- F1These options will fully vest and become exercisable over a period of five years, with 50% vesting and becoming exercisable halfway through the relevant vesting period, and the remainder vesting and becoming exercisable incrementally (20%, 20% and 10%) each year thereafter.
- F2Shares attributed to the reporting person's account within issuer's 401(K) Plan as of February 1, 2019 and includes an additional 47 shares acquired since the reporting person's prior holdings report filed on 1/5/2017.