SEC Form 4 · accession 0001179110-17-014729
FASTENAL CO · FAST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
LeLand J Hein
Officer — Senior Executive VP
Period of report
Nov 29, 2017
Accepted (ET)
Nov 30, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2017 | M | 10,000 | $27.00 | A | 20,258 | D | |
| Common Stock | Nov 29, 2017 | S | 10,000 | $51.0007 | D | 10,258 | D | |
| Common StockF2 | holding | — | — | — | 5,197 | I | Held in 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $27.00 | Nov 29, 2017 | M | 10,000 | D | — | May 31, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The options will fully vest and become exercisable over a period of eight years, with 50% of the options becoming exercisable half way through the vesting period, and the remainder vesting and becoming exercisable proportionately each year thereafter.
- F2Shares attributed to reporting person's account within issuer's 401(K) Plan as of November 30, 2017 and includes 34 shares added to this account since the reporting person's last holdings report filed on October 10, 2017.