SEC Form 4 · accession 0001179110-17-013342
FASTENAL CO · FAST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
LeLand J Hein
Officer — Senior Executive VP
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 12:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2017 | M | 10,000 | $27.00 | A | 21,290 | D | |
| Common Stock | Oct 16, 2017 | S | 10,000 | $47.135 | D | 11,290 | D | |
| Common StockF3 | Oct 18, 2017 | G | 1,032 | $0.00 | D | 10,258 | D | |
| Common StockF2 | holding | — | — | — | 5,163 | I | Held in 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $27.00 | Oct 16, 2017 | M | 10,000 | A | — | May 31, 2018 | Common Stock | 10,000 | 40,000 | D |
Explanation of responses
- F1The options will fully vest and become exercisable over a period of eight years, with 50% of the option vesting and becoming exercisable half way through the vesting period, and remainder vesting and becoming exercisable proportionally each year thereafter.
- F2Shares attributed to reporting person's account within issuer's 401(K) Plan as of October 17, 2017 and includes 89 shares added to this account since the reporting person's last report filed on January 5, 2017.
- F3Includes 300 shares held in a self directed IRA.