SEC Form 4 · accession 0001179110-15-014435
FASTENAL CO · FAST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Jansen
Officer — Executive Vice President
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | M | 12,500 | $22.50 | A | 25,088 | D | |
| Common StockF3 | Nov 2, 2015 | S | 12,500 | $39.50 | D | 12,588 | D | |
| Common StockF4 | holding | — | — | — | 8,152 | I | Held in 401(K) account | |
| Common Stock | holding | — | — | — | 80 | I | Held in custodian account for minor children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $22.50 | Nov 2, 2015 | M | 12,500 | D | — | May 31, 2016 | Common Stock | 12,500 | 37,500 | D |
| Employee Stock Option (Right to Buy)F1 | $27.00 | holding | — | — | — | — | May 31, 2018 | Common Stock | 50,000 | 50,000 | D |
| Employee Stock Option (Right to Buy)F2 | $54.00 | holding | — | — | — | — | May 31, 2021 | Common Stock | 37,500 | 37,500 | D |
| Employee Stock Option (Right to Buy)F2 | $56.00 | holding | — | — | — | — | May 31, 2023 | Common Stock | 12,500 | 12,500 | D |
| Employee Stock Option (Right to Buy)F2 | $42.00 | holding | — | — | — | — | May 31, 2024 | Common Stock | 10,714 | 10,714 | D |
Explanation of responses
- F1The options will fully vest and become exercisable over a period of eight years, with 50% of the options vesting and becoming exercisable half way through the relevant vesting period and the remainder vesting and becoming exercisable proportionately each year thereafter.
- F2The options will fully vest and become exercisable over a period of five years, with 50% of the options vesting and becoming exercisable half way through the relevant vesting period and the remainder vesting and becoming exercisable incrementally (20%, 20% and 10%) each year thereafter.
- F3Shares jointly owned with reporting person's spouse.
- F4Shares attributed to reporting person's account within issuers 401(K) Plan as of November 3, 2015.