SEC Form 4 · accession 0001179110-15-006540
FASTENAL CO · FAST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
LeLand J Hein
Officer — CEO and President · Director
Period of report
Apr 21, 2015
Accepted (ET)
Apr 23, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | holding | — | — | — | 12,390 | D | ||
| Common StockF3 | holding | — | — | — | 30 | I | Held by Daughter | |
| Common StockF3 | holding | — | — | — | 30 | I | Held in custodian acount for Son | |
| Common StockF3 | holding | — | — | — | 150 | I | Held by Son | |
| Common StockF4 | holding | — | — | — | 7,822 | I | Held in 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $42.00 | Apr 21, 2015 | A | 29,761 | A | — | May 31, 2024 | Common Stock | 29,761 | 29,761 | D |
| Employee Stock Option (Right to Buy)F1 | $56.00 | holding | — | — | — | — | May 31, 2023 | Common Stock | 112,500 | 112,500 | D |
| Employee Stock Option (Right to Buy)F1 | $54.00 | holding | — | — | — | — | May 31, 2021 | Common Stock | 37,500 | 37,500 | D |
| Employee Stock Option (Right to Buy)F2 | $27.00 | holding | — | — | — | — | May 31, 2018 | Common Stock | 50,000 | 50,000 | D |
| Employee Stock Option (Right to Buy)F2 | $22.50 | holding | — | — | — | — | May 31, 2016 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The options will fully vest and become exercisable over a period of five years, with 50% of the options vesting and becoming exercisable half way through the relevant vesting period, and the remainder vesting and becoming exercisable incrementally (20%, 20% and 10%) each year thereafter.
- F2The options will fully vest and become exercisable over a period of eight years, with 50% of the options vesting and becoming exercisable half way through the relevant vesting period, and the remainder vesting and becoming exercisable proportionately each year thereafter.
- F3The reporting person disclaims beneficial ownership of these shares
- F4Shares attributed to reporting person's account within issuer's 401(K) Plan as of April 21, 2015.
- F5Includes 300 shares maintained in a self directed IRA account.