SEC Form 4 · accession 0001127602-19-001954
Carnival Corp Ltd. · CCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnaldo Perez
Officer — General Counsel & Secretary
Period of report
Jan 11, 2019
Accepted (ET)
Jan 15, 2019 · 1:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 11, 2019 | S | 2,290 | $52.2656 | D | 21,520 | D | |
| Common Stock | holding | — | — | — | 11,306 | I | The Arnaldo Perez Trust U/A/D 3/18/2014 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a sale of shares to satisfy the tax obligation on the release of vested restricted stock previously reported.
- F2Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.