SEC Form 4 · accession 0001127602-19-001952
Carnival Corp Ltd. · CCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold W Donald
Officer — President & CEO · Director
Period of report
Jan 11, 2019
Accepted (ET)
Jan 15, 2019 · 12:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 11, 2019 | F | 12,515 | $52.2656 | D | 128,808 | D | |
| Common Stock | holding | — | — | — | 363,675 | I | By The Arnold W. Donald Revocable Trust Uad 5/26/98 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a surrender of shares to satisfy the tax obligation on the vesting of a Restricted Stock Award. This transaction is exempt under Rule 16b-3(e).
- F2Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.