SEC Form 4 · accession 0001127602-18-013982
Carnival Corp Ltd. · CCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold W Donald
Officer — President & CEO · Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 2, 2018 | S | 3,000 | $64.1038 | D | 362,725 | I | By The Arnold W. Donald Revocable Trust Uad 5/26/98 |
| Common StockF3 | Apr 2, 2018 | S | 2,000 | $65.07 | D | 360,725 | I | By The Arnold W. Donald Revocable Trust Uad 5/26/98 |
| Common StockF4 | holding | — | — | — | 132,648 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $63.67 to $64.46. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $64.70 to $65.69. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.