SEC Form 4 · accession 0001127602-17-035247
Carnival Corp Ltd. · CCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Bernstein
Officer — CFO & CAO
Period of report
Dec 18, 2017
Accepted (ET)
Dec 20, 2017 · 11:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 18, 2017 | F | 11,507 | $66.60 | D | 92,897 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock and restricted stock units released on December 18, 2017 as a result of the Reporting Person becoming eligible for retirement due to his age.
- F2Includes shares from a settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested.