SEC Form 4 · accession 0001127602-16-064226
Carnival Corp Ltd. · CCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Bernstein
Officer — CFO & CAO
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 9:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2016 | S | 3,819 | $49.1708 | D | 47,256 | D | |
| Common StockF1,F2 | Oct 4, 2016 | S | 211 | $49.4303 | D | 47,045 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.