SEC Form 4 · accession 0001127602-15-014604
Carnival Corp Ltd. · CCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ennis Debra J Kelly
Director
Period of report
Apr 14, 2015
Accepted (ET)
Apr 16, 2015 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 14, 2015 | A | 3,369 | $0.00 | A | 10,704 | D | |
| Restricted Stock UnitsF4 | holding | — | — | — | 3,611 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
- F2The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 14, 2015 and dividing it into $160,000, then rounding down to the nearest whole share.
- F3Includes shares from a settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award originally granted in 2012, which has now vested
- F4Represents a hypothetical interest in Carnival Corporation common stock.