SEC Form 4 · accession 0001127602-15-001788
Carnival Corp Ltd. · CCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald Raymond Cahill
Officer — Former President & CEO, CCL
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 2:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 12, 2015 | A | 23,763 | $0.00 | A | 86,100 | D | |
| Common StockF3 | Jan 12, 2015 | F | 6,899 | $46.29 | D | 79,201 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock made pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapse on the third anniversary of the grant date.
- F2The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by dividing the value by the closing price on date of grant.
- F3Represents a surrender of shares to satisfy tax obligation on the vesting of the Restricted Stock Award.