SEC Form 4/A · accession 0000950142-15-001061
Carnival Corp Ltd. · CCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard Glasier
Director
Period of report
May 7, 2015
Accepted (ET)
May 14, 2015 · 1:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 7, 2015 | S | 4,000 | $44.59 | D | 24,686 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $44.04 to $44.71. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
- F3The Form 4, as originally filed, due to a typographical error incorrectly reported the amount of common stock beneficially owned following the reported transaction. This amendment correctly reports such information.