SEC Form 4 · accession 0000950142-15-000429
Carnival Corp Ltd. · CCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Micky Meir Arison
Officer — Chairman of the Board · Director · 10% Owner
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | F | 33,024 | $43.3322 | D | 3,238,210 | I | By Nickel 2003 Revocable Trust |
| Common StockF2 | holding | — | — | — | 87,419,457 | I | By various trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a surrender of shares of Carnival Corporation Common Stock to satisfy the tax obligation on the vesting of restricted stock granted in 2012.
- F2Includes (i) 85,736,445 shares of Carnival Corporation Common Stock held by MA 1994 B Shares L.P., (ii) 841,506 shares of Carnival Corporation Common Stock held by the NA 2008 Trust and (iii) 841,506 shares of Carnival Corporation Common Stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2008 Trust and the KA 2008 Trust.