SEC Form 5 · accession 0000950142-15-000076
Carnival Corp Ltd. · CCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Micky Meir Arison
Officer — Chairman of the Board · Director · 10% Owner
Period of report
Nov 30, 2014
Accepted (ET)
Jan 13, 2015 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2014 | G | 85,498 | $0.00 | D | 0 | I | By Nickel 2009 GRAT |
| Common StockF1 | Nov 25, 2014 | G | 85,498 | $0.00 | A | 841,506 | I | By NA 2008 Trust |
| Common Stock | Nov 25, 2014 | G | 85,497 | $0.00 | D | 0 | I | By Nickel 2009 GRAT |
| Common StockF2 | Nov 25, 2014 | G | 85,497 | $0.00 | A | 841,506 | I | By KA 2008 Trust |
| Common StockF3 | holding | — | — | — | 99,007,679 | I | By Various Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of the shares of common stock held by the NA 2008 Trust.
- F2The Reporting Person disclaims beneficial ownership of the shares of common stock held by the KA 2008 Trust.
- F3Includes (i) 95,736,445 shares of common stock held by MA 1994 B Shares, L.P. and (ii) 3,271,234 shares of common stock held by the Nickel 2003 Revocable Trust.