SEC Form 4 · accession 0001179110-18-006498
ABIOMED INC · ABMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dorothy E Puhy
Director
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 7:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF3 | May 7, 2018 | M | 13,500 | $9.99 | A | 46,668 | D | |
| Common Stock, $0.01 par valueF4,F5 | May 7, 2018 | S | 1,229 | $345.1036 | D | 45,439 | D | |
| Common Stock, $0.01 par valueF4,F6 | May 7, 2018 | S | 1,664 | $346.20 | D | 43,775 | D | |
| Common Stock, $0.01 par valueF4,F7 | May 7, 2018 | S | 3,012 | $347.0675 | D | 40,763 | D | |
| Common Stock, $0.01 par valueF4,F8 | May 7, 2018 | S | 1,500 | $348.072 | D | 39,263 | D | |
| Common Stock, $0.01 par valueF4,F9 | May 7, 2018 | S | 4,195 | $349.0706 | D | 35,068 | D | |
| Common Stock, $0.01 par valueF4,F10 | May 7, 2018 | S | 700 | $349.98 | D | 34,368 | D | |
| Common Stock, $0.01 par valueF4,F11 | May 7, 2018 | S | 900 | $351.0589 | D | 33,468 | D | |
| Common Stock, $0.01 par valueF4 | May 7, 2018 | S | 300 | $351.97 | D | 33,168 | D | |
| Common Stock, $0.01 par valueF12 | Nov 9, 2017 | G | 11,335 | $0.00 | D | 21,833 | D | |
| Common Stock, $0.01 par valueF12 | Nov 9, 2017 | G | 11,335 | $0.00 | A | 11,335 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $9.99 | May 7, 2018 | M | 13,500 | D | Aug 10, 2011 | Aug 11, 2020 | Common Stock | 13,500 | 0 | D |
Explanation of responses
- F1Grant to reporting person of option to buy the number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.
- F10This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $349.7900 and $350.4100. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
- F11This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $350.9600 and $351.2300. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
- F12This transaction represents the transfer of common stock by bona fide gift from the reporting person to a trust.
- F2This option becomes exerciseable in full on the date set forth in Table II, Column 6.
- F3Exercise of stock options pursuant to reporting owner's 10b5-1 plan.
- F4Sale of common stock pursuant to reporting owner's 10b5-1 plan.
- F5This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $344.5600 and $345.4900. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
- F6This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $345.6500 and $346.3800. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
- F7This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $346.6000 and $347.4600. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
- F8This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $347.8400 and $348.4800. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
- F9This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $348.5600 and $349.4000. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.