SEC Form 4 · accession 0001179110-16-028578
ABIOMED INC · ABMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henri A Termeer
Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 11, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF4 | Aug 9, 2016 | A | 1,621 | $0.00 | A | 345,533 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $13.21 | Aug 1, 2016 | M | 8,000 | D | Aug 8, 2007 | Aug 9, 2016 | Common Stock | 8,000 | 0 | D |
| Stock option (right to buy)F2,F1 | $12.69 | Aug 1, 2016 | M | 8,000 | D | Aug 13, 2008 | Aug 8, 2017 | Common Stock | 8,000 | 0 | D |
| Stock Option (right to buy)F3,F1 | $18.63 | Aug 1, 2016 | M | 12,000 | D | Aug 12, 2009 | Aug 13, 2018 | Common Stock | 12,000 | 0 | D |
| Stock Option (right to buy)F3,F1 | $7.67 | Aug 1, 2016 | M | 12,000 | D | Aug 11, 2010 | Aug 12, 2019 | Common Stock | 12,000 | 0 | D |
| Stock Options (right to buy)F3,F1 | $9.99 | Aug 1, 2016 | M | 12,000 | D | Aug 10, 2011 | Aug 11, 2020 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1This option becomes exercisable in full on the date set forth in Table II, Column 6.
- F2Grant to reporting person of option to buy the number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2000 Stock Incentive Plan.
- F3Grant to reporting person of option to buy shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.
- F4Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the later of: (a) August 9, 2017; or (b) the date of the Issuer's next annual meeting of stockholders.