SEC Form 4 · accession 0001179110-15-012162
ABIOMED INC · ABMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Thomas
Director
Period of report
Aug 12, 2015
Accepted (ET)
Aug 14, 2015 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF4 | Aug 12, 2015 | A | 3,900 | $0.00 | A | 23,841 | D | |
| Common Stock, $.01 par valueF5 | Aug 13, 2015 | F | 1,265 | $100.65 | D | 22,576 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F2 | $7.92 | holding | — | — | — | Jan 29, 2011 | Jan 29, 2020 | Common Stock | 0 | 7,500 | D |
| Option (right to buy)F1,F3 | $18.94 | holding | — | — | — | Jan 29, 2014 | May 26, 2020 | Common Stock | 0 | 10,000 | D |
Explanation of responses
- F1Grant to reporting person of this option to buy the number of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.
- F2These options become exerciseable in annual increments: 1/3 on each of January 29, 2011, January 29, 2012 and January 29, 2013.
- F3These options become exerciseable as following: 50% on the date shown in Table II, Column 6, and 50% on January 29, 2015.
- F4Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) August 12, 2016; or (b) the date of the Issuer's next annual meeting of stockholders.
- F5Transaction represents shares of common stock withheld solely for payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.