SEC Form 4 · accession 0001179110-15-011753
ABIOMED INC · ABMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henri A Termeer
Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF4 | Aug 3, 2015 | M | 8,000 | $10.06 | A | 313,878 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F4,F1 | $10.06 | Aug 3, 2015 | M | 8,000 | D | Aug 9, 2006 | Aug 10, 2015 | Common Stock | 8,000 | 0 | D |
| Stock Option (right to buy)F2,F1 | $13.21 | holding | — | — | — | Aug 8, 2007 | Aug 9, 2016 | Common Stock | 8,000 | 8,000 | D |
| Stock option (right to buy)F2,F1 | $12.69 | holding | — | — | — | Aug 13, 2008 | Aug 8, 2017 | Common Stock | 8,000 | 8,000 | D |
| Stock Option (right to buy)F3,F1 | $18.63 | holding | — | — | — | Aug 12, 2009 | Aug 13, 2018 | Common Stock | 8,000 | 8,000 | D |
| Stock Option (right to buy)F3,F1 | $7.67 | holding | — | — | — | Aug 11, 2010 | Aug 12, 2019 | Common Stock | 12,000 | 12,000 | D |
| Stock Options (right to buy)F3,F1 | $9.99 | holding | — | — | — | Aug 10, 2011 | Aug 11, 2020 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1This option becomes exercisable in full on the date set forth in Table II, Column 6.
- F2Grant to reporting person of option to buy the number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2000 Stock Incentive Plan.
- F3Grant to reporting person of option to buy shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.
- F4This transaction represents shares of common stock acquired through a cash purchase stock option exercise in which the acquired shares were subsequently held by the reporting person. These stock options were due to expire on August 10, 2015.