SEC Form 4 · accession 0001179110-15-001808
ABIOMED INC · ABMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric A Rose M.D.
Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Feb 2, 2015 | M | 15,000 | $11.27 | A | 22,740 | D | |
| Common Stock, $.01 par valueF3 | Feb 2, 2015 | S | 15,000 | $51.4351 | D | 7,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $11.27 | Feb 2, 2015 | M | 15,000 | D | May 30, 2008 | May 30, 2017 | Common Stock | 15,000 | 0 | D |
| Stock option (right to buy)F1 | $12.69 | holding | — | — | — | Aug 13, 2008 | Aug 8, 2017 | Common Stock | 0 | 8,000 | D |
| Stock Option (right to buy)F2 | $18.63 | holding | — | — | — | Aug 13, 2009 | Aug 13, 2018 | Common Stock | 0 | 12,000 | D |
| Stock Option (right to buy)F2 | $7.67 | holding | — | — | — | Aug 12, 2010 | Aug 12, 2019 | Common Stock | 0 | 12,000 | D |
Explanation of responses
- F1Grant to report person of option to buy shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2000 Stock Incentive Plan.
- F2Grant to reporting person of option to buy shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.
- F3This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $51.0550 and $51.7900. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.