SEC Form 4 · accession 0001179110-15-000940
ABIOMED INC · ABMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Gerald Austen
Director
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Jan 13, 2015 | M | 12,000 | $18.63 | A | 97,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $18.63 | Jan 13, 2015 | M | 12,000 | D | Aug 12, 2009 | Aug 13, 2018 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1This option becomes exercisable in full on the date set forth in Table II, Column 6.
- F2Grant to reporting person of option to buy shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.