SEC Form 4 · accession 0001615594-17-000032
MGC DIAGNOSTICS Corp · MGCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Robert Degen
Officer — Cheif Accounting Officer&Secy
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 3, 2017 | A | 2,500 | $0.00 | A | 5,236 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $8.40 | Apr 3, 2017 | A | 2,500 | A | Oct 31, 2017 | Apr 3, 2024 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1The restricted stock vests as to one-third on each of the first, second and third anniversaries of the date of grant.