SEC Form 4 · accession 0001615594-16-000251
MGC DIAGNOSTICS Corp · MGCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Margolies
Officer — President
Period of report
Sep 8, 2016
Accepted (ET)
Sep 9, 2016 · 2:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 21,319 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $7.05 | Sep 8, 2016 | A | 40,000 | A | Sep 8, 2017 | Sep 8, 2023 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Option vests as to one-third on each of the first three anniversaries of the date of grant.