SEC Form 4 · accession 0001615594-15-000142
MGC DIAGNOSTICS Corp · MGCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd M Austin
Officer — Chief Executive Officer
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 20,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy)F1 | $6.62 | Dec 16, 2015 | A | 4,435 | A | Mar 16, 2016 | Dec 16, 2022 | Common Stock | 4,435 | 64,435 | D |
Explanation of responses
- F1Option vests on March 16, 2016, or such earlier date that Company publicly releases its financial results for the quarter ended January 31, 2016, if a specified level of revenue is achieved during the quarter.