SEC Form 4 · accession 0001615594-15-000139
MGC DIAGNOSTICS Corp · MGCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Wesley W Winnekins
Officer — EVP (Finance), CFO
Period of report
Dec 16, 2015
Accepted (ET)
Dec 17, 2015 · 3:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 13,342 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy)F1 | $6.62 | Dec 16, 2015 | A | 4,435 | A | Mar 16, 2016 | Dec 16, 2022 | Common Stock | 4,435 | 59,435 | D |
Explanation of responses
- F1Option vests on March 16, 2016 or such earlier date that Company publicly releases its financial results for the quarter ended January 31, 2016.