SEC Form 4 · accession 0001209191-15-077523
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A Carestio
Officer — Sr. V. P., Isomedix & Life Sci
Period of report
Oct 30, 2015
Accepted (ET)
Oct 30, 2015 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par ValueF2,F3 | Oct 30, 2015 | S | 600 | $72.15 | D | 22,470 | D | |
| Common Shares, No Par ValueF4,F3 | Oct 30, 2015 | S | 2,800 | $73.63 | D | 19,670 | D | |
| Common Shares, No Par ValueF5,F3 | Oct 30, 2015 | S | 2,470 | $74.64 | D | 17,200 | D | |
| Common Shares, No Par ValueF6,F3 | Oct 30, 2015 | S | 400 | $75.38 | D | 16,800 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved the open market sale on October 30, 2015 of a total of 6,270 shares, held by the Reporting Person, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, effective June 11, 2015.
- F2This represents the average sales price of the 600 shares sold in the open market. The actual three sales prices ranged from $72.00 per share to $72.72 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these three sales prices.
- F316,800 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 4,500 on May 31, 2016; 3,300 on May 31, 2017; 4,000 on May 30, 2018; and 5,000 on May 28, 2019.
- F4This represents the average sales price of the 2,800 shares sold in the open market. The actual 26 sales prices ranged from $73.12 per share to $74.11 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 26 sales prices.
- F5This represents the average sales price of the 2,470 shares sold in the open market. The actual 22 sales prices ranged from $74.21 per share to $74.98 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 22 sales prices.
- F6This represents the average sales price of the 400 shares sold in the open market. The actual four sales prices ranged from $75.29 per share to $75.42 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these four sales prices.