SEC Form 4 · accession 0001209191-15-077292
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sudhir K Pahwa
Officer — Sr. V.P., IPT
Period of report
Oct 28, 2015
Accepted (ET)
Oct 29, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par ValueF2,F3 | Oct 28, 2015 | S | 1,000 | $70.086 | D | 21,289 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved the open market sale on October 28, 2015 of a total of 1,000 shares, held by the Reporting Person, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, effective December 4, 2014.
- F2This represents the average sales price of the 1,000 shares sold in the open market. The actual four sales prices ranged from $70.00 per share to $70.80 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these four sales prices.
- F38,650 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 1,250 on May 31, 2016; 1,075 on May 31, 2016; 1,075 on May 31, 2017; 750 on May 30, 2016; 750 on May 30, 2017; 750 on May 30, 2018; 750 on May 30, 2016; 750 on May 29, 2017; 750 on May 28, 2018; and 750 on May 28, 2019. 2,027.6908 of these Common Shares are jointly held by the Reporting Person and his spouse in a joint brokerage account.