SEC Form 4 · accession 0001209191-15-077291
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter M Rosebrough Jr.
Officer — President & CEO · Director
Period of report
Oct 28, 2015
Accepted (ET)
Oct 29, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par ValueF1,F2 | Oct 28, 2015 | G | 29,234 | $0.00 | D | 68,806 | I | See Footnote Below. |
| Common Shares, No Par ValueF3 | holding | — | — | — | 20,000 | I | See Footnote Below. | |
| Common Shares, No Par ValueF4 | holding | — | — | — | 6,960 | I | See Footnote Below. | |
| Common Shares, No Par ValueF5 | holding | — | — | — | 116,376 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a transfer of shares by the Reporting Person's spouse, as Trustee of a revocable trust established for her benefit, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person's spouse, as Trustee of a revocable trust established for her benefit, effective September 1, 2015.
- F2These shares are held by the Reporting Person's spouse as Trustee of a revocable trust established for her benefit.
- F3These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse.
- F4These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the grandchildren of the Reporting Person and the Reporting Person's Spouse.
- F5These 116,376 Common Shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 44,750 of these Common Shares are restricted. The restrictions on the restricted Common Shares lapse as follows: 5,000 on May 31, 2016; 6,250 on May 31, 2016; 6,250 on May 31, 2017; 4,250 on May 30, 2016; 4,250 on May 30, 2017, 4,250 on May 30, 2018, 3,625 on May 30, 2016, 3,625 on May 29, 2017, 3,625 on May 28, 2018, and 3,625 on May 28, 2019.