SEC Form 4 · accession 0001209191-15-075140
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Adam Zangerle
Officer — VP, Gen Counsel, and Sec.
Period of report
Oct 9, 2015
Accepted (ET)
Oct 13, 2015 · 6:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Oct 9, 2015 | M | 2,200 | $24.72 | A | 19,879 | D | |
| Common Shares, No Par ValueF1,F2 | Oct 9, 2015 | F | 1,271 | $66.64 | D | 18,608 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common SharesF3 | $24.72 | Oct 9, 2015 | M | 2,200 | D | — | Sep 12, 2016 | Common Shares, No Par Value | 2,200 | 0 | D |
Explanation of responses
- F1Closing market price on the NYSE on the day on which the cashless stock option transaction occurred.
- F213,652 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 1,400 on May 31, 2016; 1,000 on August 1, 2016; 1,000 on November 28, 2016; 5,000 on May 31, 2017; 2,252 on May 30, 2018; and 3,000 on May 28, 2019.
- F3These options became exercisable as follows: 550 on September 12, 2007; 550 on September 12, 2008; 550 on September 12, 2009 and 550 on September 12, 2010.