SEC Form 4 · accession 0001209191-15-072480
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter M Rosebrough Jr.
Officer — President & CEO · Director
Period of report
Sep 29, 2015
Accepted (ET)
Sep 29, 2015 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par ValueF1,F2,F3 | Sep 29, 2015 | S | 5,000 | $64.4288 | D | 121,376 | D | |
| Common Shares, No Par ValueF4,F5,F6 | Sep 29, 2015 | S | 5,000 | $64.4354 | D | 25,000 | I | See Footnote Below. |
| Common Shares, No Par ValueF7 | holding | — | — | — | 98,040 | I | See Footnote Below. | |
| Common Shares, No Par ValueF8 | holding | — | — | — | 6,960 | I | See Footnote Below. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved the open market sale on September 29, 2015 of a total of 5,000 shares, held by the Reporting Person as Trustee, from his revocable trust established for his benefit, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on December 5, 2014.
- F2This represents the average sales price of the 5,000 shares sold in the open market. The actual 44 sales prices ranged from $63.7700 per share to $66.0100 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 44 sales prices.
- F3These 121,376 Common Shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 44,750 of these Common Shares are restricted. The restrictions on the restricted Common Shares lapse as follows: 5,000 on May 31, 2016; 6,250 on May 31, 2016; 6,250 on May 31, 2017; 4,250 on May 30, 2016; 4,250 on May 30, 2017, 4,250 on May 30, 2018, 3,625 on May 30, 2016, 3,625 on May 29, 2017, 3,625 on May 28, 2018, and 3,625 on May 28, 2019.
- F4This transaction involved the open market sale on September 29, 2015 of a total of 5,000 shares, held by the Reporting Person as Trustee, from an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on December 4, 2014.
- F5This represents the average sales price of the 5,000 shares sold in the open market. The actual 45 sales prices ranged from $63.7700 per share to $66.1600 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 45 sales prices.
- F6These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse.
- F7These shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit.
- F8These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the grandchildren of the Reporting Person and the Reporting Person's Spouse.