SEC Form 4 · accession 0001209191-15-068702
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Wareham
Director
Period of report
Aug 31, 2015
Accepted (ET)
Aug 31, 2015 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | holding | — | — | — | 31,560 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common SharesF1 | $64.05 | Aug 31, 2015 | A | 5,936 | A | — | Aug 31, 2025 | Common Shares, No Par Value | 5,936 | 5,936 | D |
| Career Restricted Stock UnitsF2,F3 | — | Aug 31, 2015 | A | 1,522 | A | — | — | Common Shares, No Par Value | 1,522 | 1,522 | D |
Explanation of responses
- F1These Nonqualified Stock Options are fully vested immediately.
- F2Each Career Restricted Stock Unit represents the right to receive one STERIS Common Share six months after the cessation of the Director's Board service.
- F3These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS Common shares six months after the cessation of the Director's Board service.