SEC Form 4 · accession 0001209191-15-068035
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter M Rosebrough Jr.
Officer — President & CEO · Director
Period of report
Aug 25, 2015
Accepted (ET)
Aug 26, 2015 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par ValueF1,F2 | Aug 25, 2015 | G | 55,000 | $0.00 | D | 126,376 | D | |
| Common Shares, No Par ValueF3 | Aug 25, 2015 | G | 55,000 | $0.00 | A | 100,460 | I | See Footnote Below. |
| Common Shares, No Par ValueF4,F3 | Aug 25, 2015 | G | 2,420 | $0.00 | D | 98,040 | I | See Footnote Below. |
| Common Shares, No Par ValueF5 | Aug 25, 2015 | G | 2,420 | $0.00 | A | 6,960 | I | See Footnote Below. |
| Common Shares, No Par ValueF6 | holding | — | — | — | 30,000 | I | See Footnote Below. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a transfer of shares by the Reporting Person, as Trustee, from the Reporting Person's revocable trust, established for his benefit, to his spouse, as Trustee of a revocable trust established for her benefit.
- F2These 126,376 Common Shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 44,750 of these Common Shares are restricted. The restrictions on the restricted Common Shares lapse as follows: 5,000 on May 31, 2016; 6,250 on May 31, 2016; 6,250 on May 31, 2017; 4,250 on May 30, 2016; 4,250 on May 30, 2017, 4,250 on May 30, 2018, 3,625 on May 30, 2016, 3,625 on May 29, 2017, 3,625 on May 28, 2018, and 3,625 on May 28, 2019.
- F3These shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit.
- F4This transaction involved a transfer of shares by the Reporting Person's spouse as Trustee of a revocable trust established for her benefit to the Reporting Person as Trustee of an irrevocable trust established for the benefit of the grandchildren of the Reporting Person and the Reporting Person's Spouse.
- F5These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the grandchildren of the Reporting Person and the Reporting Person's Spouse.
- F6These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse.