SEC Form 4 · accession 0001209191-15-065557

STERIS CORP · STE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — V. P. - Human Resources

Period of report

Aug 10, 2015

Accepted (ET)

Aug 12, 2015 · 4:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000815065

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, No Par Value	Aug 10, 2015	A	1,500	$0.00	A	9,966	D
Common Shares, No Par Value^F1,F2,F3	Aug 11, 2015	F	58	$67.62	D	9,908	D
Common Shares, No Par Value^F4	holding	—	—		—	1,029	I	See Footnote Below.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Shares^F5	$67.98	Aug 10, 2015	A	8,000	A	—	May 28, 2025	Common Shares, No Par Value	8,000	8,000	D

F158 shares were withheld from the 175 restricted shares that vested on August 11, 2015. These 58 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 175 shares were awarded to Ms. Forsythe on August 11, 2011 as part of an award of 700 restricted shares. These vested shares were valued at the NYSE closing market price on August 11, 2015.
F2Closing market price on the NYSE on the day on which the restricted shares vested.
F35,338 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 563 on May 31, 2016; 1,000 on May 31, 2016; 1,000 on May 31, 2017; 425 on May 30, 2016; 425 on May 30, 2017; 425 on May 30, 2018; 375 on May 30, 2016; 375 on May 29, 2017; 375 on May 28, 2018; and 375 on May 28, 2019.
F4Represents 1,052.401 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 1,029 Common share equivalents as of August 11, 2015.
F5These options become exercisable as follows: 2,000 on May 28, 2016; 2,000 on May 28, 2017; 2,000 on May 28, 2018; and 2,000 on May 28, 2019.