SEC Form 4 · accession 0001209191-15-065429
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Tokich
Officer — SVP, CFO & Treasurer
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 9:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par ValueF1 | Aug 10, 2015 | A | 7,000 | $0.00 | A | 39,128 | D | |
| Common Shares, No Par ValueF2 | holding | — | — | — | 3,049 | I | See Footnote Below. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common SharesF3 | $67.98 | Aug 10, 2015 | A | 20,000 | A | — | May 28, 2025 | Common Shares, No Par Value | 20,000 | 20,000 | D |
Explanation of responses
- F125,500 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 7,000 on May 31, 2016; 7,000 on May 31, 2017; 4,500 on May 30, 2018; and 7,000 on May 28, 2019.
- F2Represents 3,118.567 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 3,049 Common share equivalents as of August 10, 2015.
- F3These options become exercisable as follows: 5,000 on May 28, 2016; 5,000 on May 28, 2017; 5,000 on May 28, 2018 and 5,000 on May 28, 2019.