SEC Form 4 · accession 0001209191-15-065421
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Allen Johnson
Officer — Sr. VP. Surgical Solutions
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 8:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par ValueF1 | Aug 10, 2015 | A | 5,000 | $0.00 | A | 32,037 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common SharesF2 | $67.98 | Aug 10, 2015 | A | 5,000 | A | — | May 28, 2025 | Common Shares, No Par Value | 5,000 | 5,000 | D |
Explanation of responses
- F120,500 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 3,500 on May 31, 2016; 7,000 May 31, 2017; 3,750 on May 30, 2017; 1,250 on May 30, 2018; 2,500 on May 29, 2017; 1,250 on May 28, 2018; and 1,250 on May 28, 2019.
- F2These options become exercisable as follows: 1,250 on May 28, 2016; 1,250 on May 28, 2017; 1,250 on May 28, 2018 and 1,250 on May 28, 2019.