SEC Form 4 · accession 0001209191-15-065025
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter M Rosebrough Jr.
Officer — President & CEO · Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 6:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par ValueF1 | Aug 10, 2015 | A | 14,500 | $0.00 | A | 131,470 | D | |
| Common Shares, No Par ValueF2 | holding | — | — | — | 35,000 | I | See Footnote Below. | |
| Common Shares, No Par ValueF2 | holding | — | — | — | 30,000 | I | See Footnote Below. | |
| Common Shares, No Par ValueF3 | holding | — | — | — | 45,460 | I | See Footnote Below. | |
| Common Shares, No Par ValueF4 | holding | — | — | — | 4,540 | I | See Footnote Below. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common SharesF5 | $67.98 | Aug 10, 2015 | A | 111,000 | A | — | May 28, 2025 | Common Shares, No Par Value | 111,000 | 111,000 | D |
Explanation of responses
- F1These 131,470 Common Shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 44,750 of these Common Shares are restricted. The restrictions on the restricted Common Shares lapse as follows: 5,000 on May 31, 2016; 6,250 on May 31, 2016; 6,250 on May 31, 2017; 4,250 on May 30, 2016; 4,250 on May 30, 2017, 4,250 on May 30, 2018, 3,625 on May 30, 2016, 3,625 on May 29, 2017, 3,625 on May 28, 2018, and 3,625 on May 28, 2019.
- F2These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse.
- F3These shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit.
- F4These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the grandchildren of the Reporting Person and the Reporting Person's Spouse.
- F5These options become exercisable as follows: 27,750 on May 28, 2016, 27,750 on May 28, 2017, 27,750 on May 28, 2018 and 27,750 on May 28, 2019.