SEC Form 4 · accession 0001181431-15-008139
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter M Rosebrough Jr.
Officer — President & CEO · Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 10, 2015 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par ValueF1,F2 | Jun 9, 2015 | S | 5,000 | $63.562 | D | 156,970 | D | |
| Common Shares, No Par ValueF3,F4,F5 | Jun 10, 2015 | S | 5,000 | $64.0445 | D | 151,970 | D | |
| Common Shares, No Par ValueF6,F7,F8 | Jun 9, 2015 | S | 5,000 | $63.5626 | D | 35,000 | I | See Footnote Below. |
| Common Shares, No Par ValueF9,F10,F8 | Jun 10, 2015 | S | 5,000 | $64.0476 | D | 30,000 | I | See Footnote Below. |
| Common Shares, No Par ValueF11 | holding | — | — | — | 45,460 | I | See Footnote Below. | |
| Common Shares, No Par ValueF12 | holding | — | — | — | 4,540 | I | See Footnote Below. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved the open market sale on June 9, 2015 of a total of 5,000 shares, held by the Reporting Person as Trustee, from his revocable trust established for his benefit, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on December 5, 2014.
- F10This represents the average sales price of the 5,000 shares sold in the open market. The actual 26 sales prices ranged from $63.6600 per share to $64.2400 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 26 sales prices.
- F11These shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit.
- F12These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the grandchildren of the Reporting Person and the Reporting Person's Spouse.
- F2This represents the average sales price of the 5,000 shares sold in the open market. The actual 24 sales prices ranged from $63.3600 per share to $63.9600 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 24 sales prices.
- F3This transaction involved the open market sale on June 10, 2015 of a total of 5,000 shares, held by the Reporting Person as Trustee, from his revocable trust established for his benefit, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on December 5, 2014.
- F4This represents the average sales price of the 5,000 shares sold in the open market. The actual 25 sales prices ranged from $63.6600 per share to $64.2400 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 25 sales prices.
- F5121,720 of these Common Shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit and 30,250 of these Common Shares are restricted and also are held by the Reporting Person as Trustee of a revocable trust established for his benefit. The restrictions on the restricted Common Shares lapse as follows: 5,000 on May 31, 2016; 6,250 on May 31, 2016; 6,250 on May 31, 2017; 4,250 on May 30, 2016; 4,250 on May 30, 2017 and 4,250 on May 30, 2018.
- F6This transaction involved the open market sale on June 9, 2015 of a total of 5,000 shares, held by the Reporting Person as Trustee, from an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on December 4, 2014.
- F7This represents the average sales price of the 5,000 shares sold in the open market. The actual 24 sales prices ranged from $63.3600 per share to $63.9600 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 24 sales prices.
- F8These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse.
- F9This transaction involved the open market sale on June 10, 2015 of a total of 5,000 shares, Held by the Reporting Person as Trustee, from an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on December 4, 2014.