SEC Form 4 · accession 0001181431-15-007891
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzanne V Forsythe
Officer — V. P. - Human Resources
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par ValueF1,F2 | Jun 1, 2015 | F | 61 | $67.46 | D | 9,110 | D | |
| Common Shares, No Par ValueF3,F2 | Jun 1, 2015 | F | 180 | $67.46 | D | 8,930 | D | |
| Common Shares, No Par ValueF4,F2 | Jun 1, 2015 | F | 324 | $67.46 | D | 8,606 | D | |
| Common Shares, No Par ValueF5,F2,F6 | Jun 1, 2015 | F | 140 | $67.46 | D | 8,466 | D | |
| Common Shares, No Par ValueF7 | holding | — | — | — | 978 | I | See Footnote Below. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F161 shares were withheld from the 175 restricted shares that vested on June 1, 2015. These 61 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 175 shares were awarded to Ms. Forsythe on May 31, 2011 as part of an award of 700 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015.
- F2Closing market price on the NYSE on the day on which the restricted shares vested.
- F3180 shares were withheld from the 562 restricted shares that vested on June 1, 2015. These 180 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 562 shares were awarded to Ms. Forsythe on May 30, 2012 as part of an award of 2,250 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015.
- F4324 shares were withheld from the 1,000 restricted shares that vested on June 1, 2015. These 324 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 1,000 shares were awarded to Ms. Forsythe on May 31, 2013 as part of an award of 4,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015.
- F5140 shares were withheld from the 425 restricted shares that vested on June 1, 2015. These 140 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 425 shares were awarded to Ms. Forsythe on May 30, 2014 as part of an award of 1,700 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015.
- F64,013 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 175 on August 11, 2015; 563 on May 31, 2016; 1,000 on May 31, 2016; 1,000 on May 31, 2017; 425 on May 30, 2016; 425 on May 30, 2017 and 425 on May 30, 2018.
- F7Represents 1000.165 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 978 Common share equivalents as of June 1, 2015.