SEC Form 4 · accession 0001181431-15-007890
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Bardwell
Officer — Sr.V. P. & C.C.O.
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par ValueF1,F2 | Jun 1, 2015 | F | 320 | $67.46 | D | 14,006 | D | |
| Common Shares, No Par ValueF3,F2 | Jun 1, 2015 | F | 380 | $67.46 | D | 13,626 | D | |
| Common Shares, No Par ValueF4,F2 | Jun 1, 2015 | F | 148 | $67.46 | D | 13,478 | D | |
| Common Shares, No Par ValueF5,F2,F6 | Jun 1, 2015 | F | 247 | $67.46 | D | — | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1320 shares were withheld from the 1,000 restricted shares that vested on June 1, 2015. These 320 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 1,000 shares were awarded to Ms. Bardwell on May 31, 2011 as part of an award of 4,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015.
- F2Closing market price on the NYSE on the day on which the restricted shares vested.
- F3380 shares were withheld from the 1,155 restricted shares that vested on June 1, 2015. These 380 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 1,155 shares were awarded to Ms. Bardwell on May 30, 2012 as part of an award of 4,620 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015.
- F4148 shares were withheld from the 450 restricted shares that vested on June 1, 2015. These 148 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 450 shares were awarded to Ms. Bardwell on May 31, 2013 as part of an award of 1,800 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015.
- F5247 shares were withheld from the 750 restricted shares that vested on June 1, 2015. These 247 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 750 shares were awarded to Ms. Bardwell on May 30, 2014 as part of an award of 3,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015.
- F64,305 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 450 on May 31, 2016; 1,155 on May 31, 2016 ; 450 on May 31, 2017; 750 on May 30, 2016; 750 on May 30, 2017 and 750 on May 30, 2018.