SEC Form 4 · accession 0001181431-15-007889
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Moss
Officer — Senior Vice President
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par ValueF1,F2 | Jun 1, 2015 | F | 380 | $67.46 | D | 43,561 | D | |
| Common Shares, No Par ValueF3,F2 | Jun 1, 2015 | F | 380 | $67.46 | D | 43,181 | D | |
| Common Shares, No Par ValueF4,F2 | Jun 1, 2015 | F | 475 | $67.46 | D | 42,706 | D | |
| Common Shares, No Par ValueF5,F6 | Jun 1, 2015 | F | 285 | $67.46 | D | 42,421 | D | |
| Common Shares, No Par ValueF7 | holding | — | — | — | 13,822 | I | See Footnote Below. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1380 shares were withheld from the 800 restricted shares that vested on June 1, 2015. These 380 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 800 shares were awarded to Mr. Moss on May 31, 2011 as part of an award of 3,200 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015.
- F2Closing market price on the NYSE on the day on which the restricted shares vested.
- F3380 shares were withheld from the 800 restricted shares that vested on June 1, 2015. These 380 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 800 shares were awarded to Mr. Moss on May 30, 2012 as part of an award of 2,400 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015.
- F4475 shares were withheld from the 1,000 restricted shares that vested on June 1, 2015. These 475 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 1,000 shares were awarded to Mr. Moss on May 31, 2013 as part of an award of 4,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015.
- F5285 shares were withheld from the 600 restricted shares that vested on June 1, 2015. These 285 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 600 shares were awarded to Mr. Moss on May 30, 2014 as part of an award of 1,200 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015.
- F62,600 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 1,000 on May 31, 2016; 1,000 on May 31, 2017; and 600 on May 30, 2016.
- F7This indirect ownership by Mr. Moss is through the Moss Family Trust, Robert E. Moss and Patricia J. Moss as Co-Trustees dated May 24, 1999.