SEC Form 4 · accession 0001181431-15-007886

STERIS CORP · STE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. VP. Surgical Solutions

Period of report

Jun 1, 2015

Accepted (ET)

Jun 3, 2015 · 6:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000815065

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Shares, No Par Value^F1,F2	Jun 1, 2015	F	1,705	$67.46	D	26,665	D
Common Shares, No Par Value	Jun 1, 2015	M	2,750	$36.09	A	29,415	D
Common Shares, No Par Value^F3	Jun 1, 2015	F	1,892	$67.46	D	27,523	D
Common Shares, No Par Value	Jun 1, 2015	M	2,500	$29.94	A	30,023	D
Common Shares, No Par Value^F3	Jun 1, 2015	F	1,567	$67.46	D	28,456	D
Common Shares, No Par Value	Jun 1, 2015	M	750	$45.34	A	29,206	D
Common Shares, No Par Value^F3	Jun 1, 2015	F	585	$67.46	D	28,621	D
Common Shares, No Par Value	Jun 1, 2015	M	1,750	$53.52	A	30,371	D
Common Shares, No Par Value^F3,F4	Jun 1, 2015	F	1,508	$67.46	D	28,863	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F5	$36.09	Jun 1, 2015	M	2,750	D	—	May 31, 2021	Common Shares, No Par Value	2,750	0	D
Employee Stock Option (right to buy)^F6	$29.94	Jun 1, 2015	M	2,500	D	—	May 30, 2022	Common Shares, No Par Value	2,500	2,500	D
Employee Stock Option (right to buy)^F7	$45.34	Jun 1, 2015	M	750	D	—	May 31, 2023	Common Shares, No Par Value	750	1,500	D
Employee Stock Option (right to buy)^F8	$53.52	Jun 1, 2015	M	1,750	D	—	May 30, 2024	Common Shares, No Par Value	1,750	5,250	D

F11,705 shares were withheld from the 3,700 restricted shares that vested on June 1, 2015. These 1,705 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 3,700 shares were awarded to Mr. Johnson on May 31, 2011 as part of an award of 3,700 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015.
F2Closing market price on the NYSE on the day on which the restricted shares vested.
F3Closing market price on the NYSE on the day on which the cashless stock option transaction occurred.
F415,500 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 3,500 on May 31, 2016; 7,000 May 31, 2017; 3,750 on May 30, 2017 and 1,250 on May 30, 2018.
F5These options became exercisable as follows: 2,750 on May 31, 2015.
F6These options became exercisable as follows: 2,500 on May 30, 2015.
F7These options became exercisable as follows: 750 on May 31, 2015.
F8These options became exercisable as follows: 1,750 on May 30, 2015.