SEC Form 4 · accession 0001181431-15-006943

STERIS CORP · STE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Senior Vice President

Period of report

May 13, 2015

Accepted (ET)

May 14, 2015 · 6:08 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000815065

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, No Par Value	May 13, 2015	M	9,130	$30.84	A	35,841	D
Common Shares, No Par Value^F1	May 13, 2015	F	4,173	$67.49	D	31,668	D
Common Shares, No Par Value	May 13, 2015	M	9,000	$22.83	A	40,668	D
Common Shares, No Par Value^F1	May 13, 2015	F	5,001	$67.49	D	35,667	D
Common Shares, No Par Value	May 13, 2015	M	3,000	$30.51	A	38,667	D
Common Shares, No Par Value^F1	May 13, 2015	F	1,897	$67.49	D	36,770	D
Common Shares, No Par Value	May 13, 2015	M	11,000	$31.87	A	47,770	D
Common Shares, No Par Value^F1	May 13, 2015	F	7,638	$67.49	D	40,132	D
Common Shares, No Par Value	May 13, 2015	M	10,875	$36.09	A	51,007	D
Common Shares, No Par Value^F1	May 13, 2015	F	8,217	$67.49	D	42,790	D
Common Shares, No Par Value	May 13, 2015	M	8,000	$29.94	A	50,790	D
Common Shares, No Par Value^F1	May 13, 2015	F	5,661	$67.49	D	45,129	D
Common Shares, No Par Value	May 13, 2015	M	2,500	$45.34	A	47,629	D
Common Shares, No Par Value^F1,F2	May 13, 2015	F	2,069	$67.49	D	45,560	D
Common Shares, No Par Value^F3	holding	—	—		—	13,822	I	See Footnote Below.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$30.84	May 13, 2015	M	9,130	D	—	May 21, 2018	Common Shares, No Par Value	9,130	0	D
Employee Stock Option (right to buy)^F5	$22.83	May 13, 2015	M	9,000	D	—	May 21, 2019	Common Shares, No Par Value	9,000	0	D
Employee Stock Option (right to buy)^F6	$30.51	May 13, 2015	M	3,000	D	—	Oct 6, 2019	Common Shares, No Par Value	3,000	0	D
Employee Stock Option (right to buy)^F7	$31.87	May 13, 2015	M	11,000	D	—	May 20, 2020	Common Shares, No Par Value	11,000	0	D
Employee Stock Option (right to buy)^F8	$36.09	May 13, 2015	M	10,875	D	—	May 31, 2021	Common Shares, No Par Value	10,875	3,625	D
Employee Stock Option (right to buy)^F9	$29.94	May 13, 2015	M	8,000	D	—	May 30, 2022	Common Shares, No Par Value	8,000	4,000	D
Employee Stock Option (right to buy)^F10	$45.34	May 13, 2015	M	2,500	D	—	May 31, 2023	Common Shares, No Par Value	2,500	7,500	D

F1Closing market price on the NYSE on the day on which the cashless stock option transaction occurred.
F10These options became exercisable as follows: 2,500 on May 31, 2014.
F25,800 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 800 on June 1, 2015; 800 on June 1, 2015; 1,000 on June 1, 2015; 1,000 on May 31, 2016; 1,000 on May 31, 2017; 600 on June 1, 2015 and 600 on May 30, 2016.
F3This indirect ownership by Mr. Moss is through the Moss Family Trust, Robert E. Moss and Patricia J. Moss as Co-Trustees dated May 24, 1999.
F4These options became exercisable as follows: 2,282 on May 21, 2009; 2,283 on May 21, 2010; 2,282 on May 21, 2011 and 2,283 on May 21, 2012.
F5These options became exercisable as follows: 2,250 on May 21, 2010; 2,250 on May 21, 2011; 2,250 on May 21, 2012 and 2,250 on May 21, 2013.
F6These options became exercisable as follows: 750 on October 6, 2010; 750 on October 6, 2011; 750 on October 6, 2012 and 750 on October 6, 2013.
F7These options became exercisable as follows: 2,750 on May 20, 2011; 2,750 on May 20, 2012; 2,750 on May 20, 2013; and 2,750 on May 20, 2014.
F8These options became exercisable as follows: 3,625 on May 31, 2012; 3,625 on May 31, 2013; and 3,625 on May 31, 2014.
F9These options became exercisable as follows: 4,000 on May 30, 2013; and 4,000 on May 30, 2014.