SEC Form 4 · accession 0001181431-15-002325
STERIS CORP · STE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Wareham
Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 11, 2015 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Feb 10, 2015 | M | 4,390 | $34.17 | A | 27,949 | D | |
| Common Shares, No Par ValueF1 | Feb 10, 2015 | F | 2,270 | $66.10 | D | 25,679 | D | |
| Common Shares, No Par Value | Feb 10, 2015 | M | 5,775 | $28.08 | A | 31,454 | D | |
| Common Shares, No Par ValueF1 | Feb 10, 2015 | F | 2,454 | $66.10 | D | 29,000 | D | |
| Common Shares, No Par Value | Feb 10, 2015 | M | 5,014 | $32.34 | A | 34,014 | D | |
| Common Shares, No Par ValueF1 | Feb 10, 2015 | F | 2,454 | $66.10 | D | 31,560 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy) | $34.17 | Feb 10, 2015 | M | 4,390 | D | Jan 31, 2009 | Jul 31, 2018 | Common Shares, No Par Value | 4,390 | 0 | D |
| Director Stock Option (right to buy) | $28.08 | Feb 10, 2015 | M | 5,775 | D | Jan 31, 2010 | Jul 31, 2019 | Common Shares, No Par Value | 5,775 | 0 | D |
| Director Stock Option (right to buy) | $32.34 | Feb 10, 2015 | M | 5,014 | D | Feb 4, 2011 | Aug 4, 2020 | Common Shares, No Par Value | 5,014 | 0 | D |
Explanation of responses
- F1Closing market price on the NYSE on the day on which the cashless stock option transaction occurred.